Ethics and Professionalism in an Evolving Market

Addressing New Challenges in a Complex Market

CAIA has embedded new ethical principles into its credentialing programs to reflect these realities. In 2025, we will amplify this work by producing case studies, engaging in industry dialogue, and advocating for higher standards across the profession.

Reports

OCT 2022

A Renewed Professionalism

Discover the six guiding principles for investment professionals to implement the Portfolio for the Future™ and learn how to put professionalism into practice.

Blogs

MAR 2025

Hippocrates Grieved

By William J. Kelly, CAIA, Founder & Managing Member, Educational Alpha LLC

FEB 2025

On Loopholes & Fiduciary Duty

By Steve Novakovic, CAIA, CFA, Managing Director of Educational Programming, CAIA Association

Newsletters

JUN 2025

A Global Invitation to Reimagine the Investment Profession

Authored by John L. Bowman, CEO, CAIA Association

Podcasts

Educational Alpha

Season 3 Episode 13 with Steve Novakovic (May 2025)

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Videos

CAIA ASSOCIATION

Leadership in Redefining Professional Best Practices: Join CAIA in Shaping a Modernized Set of Ethics Principles

As the landscape of investments undergoes a remarkable shift with ‘alternatives’ taking center stage, the CAIA Association is taking a leadership role in the development of a modernized and relevant set of fiduciary practices for investment professionals and capital allocators to embrace.