Brandon is a Principal Examiner with the Financial Industry Regulatory Authority (FINRA) – a self-regulatory organization authorized to regulate broker-dealers in the United States. He has 15 years of progressively responsible experience working in financial markets with an emphasis in regulatory compliance, asset management and risk mitigation. Prior to working at FINRA, he worked at Fidelity Investments and Charles Schwab & Co. with roles in Trade Support and Fixed Income Trading/Sales respectively.
He graduated from the University of Colorado at Boulder with a degree in Economics and is a CAIA Charterholder.