Tommy is a Financial Representative with the Principal® Financial Network in the Minnesota Region. In this role, he integrates traditional wealth management approaches with select alternative investment strategies when appropriate. He strives to offer clients a fresh perspective on risk and a modern approach to asset allocation in today’s complex market environment.
Before joining Principal, Tommy served as Vice President of Client Strategy at One River Asset Management. He supported institutional and retail allocators in designing completion portfolios utilizing systematic risk mitigation and alternative investment solutions. Prior to One River, Tommy was a blockchain strategist at Ernst & Young and a part of the technology consulting practice at PricewaterhouseCoopers.
Tommy is a Registered Representative of Principal Securities, Inc., holding FINRA Series 3, 7, and 66 registrations, as well as licenses in Life Insurance, Disability Income Insurance, and Variable Annuities.
He earned a bachelor’s degree in Economics from Tufts University and is a Chartered Alternative Investment Analyst (CAIA) Charterholder.